Municipal Securities Rulemaking Board

Results: 1131



#Item
351Self-regulatory organizations / Financial services / Funds / Municipal Securities Rulemaking Board / Investment Company Institute / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Mutual fund / Exchange-traded fund / Financial economics / Investment / Finance

Microsoft Word - MSRB Comment Letter on Inspections Nov 2011

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Source URL: www.sec.gov

Language: English - Date: 2011-11-23 09:10:11
352Security / Law / Business / Financial economics / Electronic Municipal Market Access / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / Rulemaking

The New Rules and Tools in Municipal Finance

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:31:16
353Financial economics / Municipal Securities Rulemaking Board / Telemarketing / U.S. Securities and Exchange Commission / Telephone Consumer Protection Act / Broker-dealer / Financial Industry Regulatory Authority / Selling away / Business / Self-regulatory organizations / Marketing

September 17, 2003 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2004-04-22 16:27:48
354Economics / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Security / Asset-backed security / Securities market / Municipal bond / Repurchase agreement / Electronic Municipal Market Access / Finance / Financial economics / Self-regulatory organizations

Microsoft Word - Comment Letter re G-12 G-14 v.Final.doc

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Source URL: www.sec.gov

Language: English - Date: 2004-07-20 17:21:30
355Financial economics / Self-regulatory organizations / Telemarketing / Direct marketing / Privacy law / Telephone Consumer Protection Act / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Broker-dealer / Marketing / Business / Financial markets

Ted F. Angus Wce President & Senior Corporate Counsel for Retail Brokerage O%ce of Corporate Counsel 101 Rlont~arnet-y Street 120KNY[removed]

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Source URL: www.sec.gov

Language: English - Date: 2003-11-26 10:57:08
356Local government in the United States / Economics / Financial regulation / Government debt / Municipal bond / Municipal Securities Rulemaking Board / Credit rating agency / Bond / Dodd–Frank Wall Street Reform and Consumer Protection Act / California law / Government / Government bonds

DEBT LINE Vol. 33, No. 1, JANUARY 2014 California Public Debt Issuance Monthly Data REPORTS OF PROPOSED DEBT ISSUANCE RECEIVED

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:23:09
357Investment / Financial economics / Stock market / United States securities law / U.S. Securities and Exchange Commission / Municipal bond / Security / Government investment pool / Securities Act / Self-regulatory organizations / Financial regulation / Municipal Securities Rulemaking Board

E c k e r t S e a m a n s C h e r ~ n&[removed]Market N ~ n t hF l o o r Mellott, LLC

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Source URL: www.sec.gov

Language: English - Date: 2005-03-04 11:30:09
358U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Financial regulation / Electronic Municipal Market Access / Municipal Securities Rulemaking Board

MUNICIPAL MARKET DISCLOSURE       April 5, 2011

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:30:59
359Mary Schapiro / Financial regulation / Government / Public administration / Self-regulatory organizations / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission

Comment Letter on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-20 14:59:36
360Bond / Economics / Government / Business / Municipal Securities Rulemaking Board / The Bond Buyer / Municipal bond

CALIFORNIA DEBT AND INVESTMENT ADVISORY COMMISSION PRE-CONFERENCE AT THE BOND BUYER’S 20TH ANNUAL CALIFORNIA PUBLIC FINANCE CONFERENCE OCTOBER 6, 2010 | 8:30 AM – 2:45 PM

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:30:42
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